Forms
Form- ka
[See rule-4]
Application for registration of Mutual Fund
1. Name of the Mutual Fund ---------------------------------------------------------------------
2. Name of the Entrepreneur/ Entrepreneurs------------------------------------------------------
3. Registered office/ Address for correspondence
Telephone no.----------------------
E - mail no.------------------------
Fax no. ----------------
4. Name of the contact person--------------------------------------------------------------------
5. Date and place of incorporation /being statutory, if the Entrepreneur is a Company/Statutory Body
6. Aim of the Entrepreneur (article of association and memorandum of association/ copy of concerned Act shall have to be enclosed)
7. Structure of Capital and type of share holding
8. Name and address of the Auditors and Bankers of the Entrepreneur
9. Whether the Entrepreneur or any of his Director is Bank defaulter? If so, give full details.
10. Whether the Trust Document is approved by the Commission (Trust Document shall have to be enclosed)
11. Name of the Trustee and no. and date of registration under these rules (appointment letter and copy of registration shall have to be enclosed)
12. Name of the Asset Management Company and no. and date of registration under these rules (appointment letter and copy of registration shall have to be enclosed)
13. Name of the Custodian and no. and date of registration under these rules (appointment letter and copy of registration shall have to be enclosed)
On behalf of the Mutual Fund , Name of the applicant, signature and
Seal-------------------------------
Date-------------------------------
Place-------------------------------
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