 |
 |
 |
 |
 |
 |
 |
 |
 |
 |
 |
 |
 |
Form- Ga
Application for registration as Asset Management Company 1) Name of the Asset Management Company ----------------------------------------------------- 2) Registered office/ Address for correspondence Telephone no e mail no Fax no. 3) Name of the contact person------------------------------------------------------------------ 4) Date and place of incorporation / being statutory 5) Aim of the Asset Management Company (article of association and memorandum of association/ copy of concerned Act shall have to be enclosed) 6) Capital Structure and type of share holding 7) Name and address of the Auditors and Bankers of Asset Management Company 8) Whether the Asset Management Company or any of his Director is Bank defaulter? If so, give full details. 9) If the Asset Management Company or any of its Director is the Entrepreneur, Trustee, Custodian, Stock Dealer, Stock Broker, Merchant banker and Port folio Manager of a Mutual Fund or in any other way related with those? If so, give full details. 10) Name of the Chief Executive of the Asset Management Company and period of his experience in the field of financial service (Statement shall have to be given) 11) Name of Directors of the Asset Management Company , their experience, educational qualification, and occupation. 12) Name of other Chief executives and statement of their qualification 13) Organizational structure 14) Statement of essential equipment for giving service 15) Name and address of the Directors of the corporate organizations, Company and subsidiaries. 16) Statement of audited accounts of the Asset Management Company for last three years (if applicable) On behalf of Asset Management Company , name of the applicant, signature and
Seal------------------------------- Date------------------------------- Place------------------------------- |
|
